Report on the Operation of the National Do Not Call List for the period ending March 31, 2011
Canadian Radio-television and Telecommunications Commission
Symbol of the Government of Canada

Report on the Operation of the National Do Not Call List for the period April 1, 2010 to March 31, 2011

Presented to: The Honourable Christian Paradis Minister of Industry and Minister of State (Agriculture)

September 30, 2011


The Honourable Christian Paradis, P.C., M.P.
Minister of Industry and Minister of State (Agriculture)
C.D. Howe Building
235 Queen Street
Ottawa, Ontario K1A 0H5

Dear Minister Paradis:

I am pleased to present to you, in accordance with section 41.6 of the Telecommunications Act, S.C., 1993, c. 38, a report by the Canadian Radio-television and Telecommunications Commission outlining the operation of the National Do Not Call List for the period of April 1, 2010 to March 31, 2011.

Sincerely,

Konrad von Finckenstein, Q.C.

c.c. The Honourable James Moore, Minister of Canadian Heritage and Official Languages


Executive Summary

This report by the Canadian Radio-television and Telecommunications Commission (CRTC) summarizes the operation of the National Do Not Call List (DNCL or the List) for the period April 1, 2010 to March 31, 2011 (the reporting period).

The goal of the National DNCL is to reduce the number of unwanted telemarketing calls made to Canadians. Consumer feedback obtained through polling demonstrates that this goal is being achieved. Canadians have registered nearly 9.5 million telephone and fax numbers and the number of complaints has decreased by 30 percent.

An independent survey conducted in March and April 2011 by the Marketing Research and Intelligence Association (MRIA) found that 80 percent of Canadians who had registered their numbers with the National DNCL reported that they now receive fewer telemarketing calls.

During the reporting period, the CRTC negotiated five high-profile settlements with three major telecommunications service providers and one of the largest telemarketing companies in Canada. These settlements resulted in $1.8 million being paid to the Receiver General for Canada and $741,000 to educational institutions.

Several new compliance and enforcement approaches were put in place during the reporting period, to improve the investigative process and further enhance the enforcement of the National DNCL regime. The new initiatives include issuing citations and compliance letters, in addition to negotiated settlements.

National DNCL Results for the reporting period

  • Monetary Penalties or Other Payments – The CRTC imposed administrative monetary penalties (AMPs) for violations of the Unsolicited Telecommunications Rules (the Rules)1 totalling $1,922,000. CRTC actions also resulted in other payments totalling $741,000. Total AMPs and other payments during the reporting period were $2,663,000.
  • Canadian Number Registrations – Canadians registered 1.2 million numbers with the National DNCL Operator, for a total of nearly 9.5 million numbers registered since the National DNCL was launched in September 2008.
  • Telemarketer Access – Telemarketer registrations to the National DNCL increased by 930, bringing the total number to 8,478 since the launch of the list. Telemarketers also purchased 2,350 subscriptions which allow them to update their calling lists by “scrubbing,” or removing, registered phone numbers.
  • Complaints – The CRTC received 115,113 complaints for a total of 398,809 complaints since the launch of the National DNCL.
  • Investigations – The CRTC concluded 129 investigations. To date, over 90 percent of investigations have been concluded.
  • Costs and Expenditures – Bell Canada’s costs associated with operating the list (which are recovered through subscription fees charged to telemarketers who purchase the list) were almost $3 million. The CRTC’s expenses for activities related to the National DNCL were approximately $3.1 million.

1. Introduction

1.1 Purpose

The Canadian Radio-television and Telecommunications Commission (CRTC) submits this report to the Minister of Industry pursuant to section 41.6 of the Telecommunications Act (the Act), which states the following:

  1. The Commission shall, within six months after the end of each fiscal year, deliver a report to the Minister on the operation of the national do not call list in that fiscal year.
  2. The report shall set out any costs or expenditures related to the List, the number of Canadians using the list, the number of telemarketers accessing the list, any inconsistencies in the prohibitions or requirements of the Commission under section 41 that are applicable to the operation of the List, and an analysis of the effectiveness of the List.
  3. The Minister shall cause a copy of the report referred to in subsection (1) to be laid before each House of Parliament on any of the first fifteen days on which that House is sitting after the Minister receives the report.

1.2 Scope of the Report

This report examines the status of the National Do Not Call List’s (DNCL or the List) operations as of March 31, 2011. It covers the following:

  • Section 2: Costs and expenditures
  • Section 3: Canadian number registration
  • Section 4: Telemarketer access
  • Section 5: Inconsistencies in the prohibitions or requirements under section 41 of the Act
  • Section 6: New compliance and enforcement initiatives
  • Section 7: Effectiveness of the List
  • Section 8: Noteworthy stories

The CRTC, Bell Canada (the National DNCL operator), and the Marketing Research and Intelligence Association (MRIA) provided the data included in this report.

2. Costs and expenditures

2.1 Operating the National DNCL

The National DNCL is a fully bilingual system consisting of Web, fax, interactive voice response, and live operator access. As the National DNCL operator, Bell Canada is responsible for

  • registering and deregistering Canadians’ phone and fax numbers,
  • collecting complaints,
  • forwarding complaints to the CRTC,
  • preparing reports and statistical output,
  • registering telemarketers’ business information,
  • processing subscription payments, and
  • providing telemarketers with up-to-date versions of the National DNCL.

Despite the complexity of the National DNCL system, no major unexpected costs have arisen. However, as of March 31, 2011, subscriptions and associated revenues continue to lag the levels that were projected prior to the launch of the National DNCL. According to the Act, the costs associated with the development and operation of the List are to be covered by revenues from telemarketers’ subscriptions to the List. Bell Canada’s costs associated with these activities for the National DNCL are outlined below.

Bell Canada’s costs ($ million)

  Fiscal Years
2007-2008 to 2008-2009
Fiscal Year 2009-2010 Fiscal Year 2010-2011 Total
  April 1, 2008 – September 30, 2008
(prior to launch)
October 1, 2008 – March 31, 2009
(after launch
April 1, 2009 – March 31, 2010 April 1, 2010 – March 31, 2011 January 1, 2008 – March 31, 2011
Capital expenditure $5.49 $2.32 $0.99 $0.04 $8.83
Expenses $1.58 $2.84 $4.00 $2.87 $11.30
Total $7.07 $5.16 $4.99 $2.91 $20.13

2.2 CRTC Costs

The CRTC is responsible for a number of activities related to the National DNCL, including

  • developing policies and rules, including the establishment of, and amendments to, the Unsolicited Telecommunications Rules (the Rules);2
  • creating awareness among Canadians and telemarketers through such activities as information sessions, news releases, interviews, and trade show appearances;
  • working with Bell Canada to manage the National DNCL operator contract;
  • investigating complaints;
  • working with telemarketers to obtain compliance with the Rules;
  • enforcing the Rules by issuing compliance letters and/or imposing administrative monetary penalties (AMPs);
  • taking measures to collect amounts owed by telemarketers for unpaid AMPs; and
  • responding to requests made under the Access to Information Act.

The CRTC’s expenses associated with the activities listed above were approximately $1.1 million in fiscal year 2007-2008, $2.1 million in fiscal year 2008-2009, $3.2 million in fiscal year 2009-2010, and $3.1 million in fiscal year 2010-2011, for a total of approximately $9.6 million. These amounts include all salary and operations and maintenance costs.

3. Canadian number registration

The National DNCL continues to receive new registrations on a daily basis. During the reporting period, 1.2 million Canadian numbers were registered on the National DNCL. As of March 31, 2011, the total number of registered numbers was nearly 9.5 million.

Canadians also have the option to deregister their numbers from the National DNCL. During the reporting period, 12,848 numbers were deregistered by users bringing the total of deregistered numbers to 25,759 as of March 31, 2011. The number of de-registrations, as compared to registrations, is very small and provides further evidence the National DNCL is in strong demand and continues to meet Canadians’ needs.

The charts below set out Canadian number registrations by month during the reporting period and by province/territory as of the end of the reporting period. Charts showing provincial and territorial registrations as a percentage of total registrations and as a percentage of population are set out in section 1 of the Appendix. Canadian number registrations by month - April 1, 2010 to March 31, 2011

The spike in consumer number registrations from November to January is likely due to one major negotiated settlement in October and three more in December. As Figure 2.1 of the Appendix demonstrates, there was a corresponding increase in the number of telemarketer registrations from January to March.

Canadian number registrations by province/territory as of March 31, 2011

*Data for these locations is not separated since they share one area code (area code 902 in Nova Scotia and Prince Edward Island; area code 867 in Yukon, Northwest Territories, and Nunavut. Non-geographic area codes 500 and 600 are combined with area code 867).

4. Telemarketer access

Businesses and organizations that either make telemarketing calls directly or hire third parties to make calls on their behalf must register their information with the National DNCL. Moreover, businesses that make telemarketing calls on behalf of others must also register with the National DNCL. They must do so even if the calls are exempt from the National DNCL Rules.

Telecommunications from or on behalf of the following are exempt from the National DNCL Rules:

  • businesses or organizations with whom the person receiving the call or fax has, or had in the last 18 months, an existing business relationship;
  • registered political parties, candidates, or associations of members of those political parties, or independent election candidates;
  • registered charities;
  • market research companies conducting surveys;
  • companies selling newspaper subscriptions; and
  • telemarketers calling businesses.

The following table shows the total annual number of registrations by telemarketer location as of March 31, 2011. During the reporting period, 930 telemarketers registered their business or organization information.

Telemarketer Location Registrations as of March 31, 2009 Registrations as of March 31, 2010 Registrations as of March 31, 2011
Canada 5,680 7,227 8,098
United States 136 209 261
International 80 112 119
Total 5,896 7,548 8,478

A table showing telemarketer registrations by month and by province/territory, as well as the number of registrations by industry, is set out in section 2 of the Appendix.

In addition to registering, telemarketers making non-exempt calls must subscribe to the National DNCL. A wide variety of subscription options is available to the diverse companies and organizations that conduct telemarketing. Pricing flexibility allows telemarketers to select their subscription method based on the number of area codes they call and the number of months in which they will be telemarketing. Once they have subscribed, they use the List to “scrub,” or remove, numbers that are registered on the National DNCL from their own calling lists. Businesses or organizations targeting a limited number of Canadians may also check specific numbers to find out if they are registered.

Telemarketers purchased 2,350 subscriptions during the reporting period. The number of subscriptions purchased per month during the reporting period is shown below.

Telemarketer subsciptions purchased by month from April 1, 2010 to March 31, 2011

5. Inconsistencies in the prohibitions or requirements

After Parliament amended the Act in 2005 to allow for the creation and operation of a national do not call list, the CRTC initiated a public process to establish a framework for the List.3 While the CRTC considers that there are no inconsistencies in the prohibitions or requirements under section 41 of the Act that are applicable to the operation of the List, it did review policy issues related to the financial and insurance industries.

In March 2010, the CRTC initiated a proceeding in which it requested comments on the interpretation of the Rules as applied to the financial and insurance industries.4 In August 2010, the CRTC issued a policy decision on this matter,5 altering its asymmetric interpretation of the Rules to find that they apply equally to the financial industry and the insurance industry, and that unsolicited calls by members of these industries to existing clients to sell or promote products or services are telemarketing calls under the Rules.

In addition, the CRTC extended the registration period for Canadians’ numbers to remain on the National DNCL from three to five years. The CRTC is currently considering the feasibility of a permanent registration regime.

6. New Compliance and Enforcement Initiatives

The CRTC has the mandate to enforce all regulations pertaining to the National DNCL. Over the course of the reporting period, the CRTC adopted new approaches in order to improve the investigative process and ensure compliance with and effective enforcement of the Rules. The new processes include issuing citations and compliance letters, as well as engaging in negotiated settlements.

Before implementing the use of citations, the CRTC relied heavily on the cooperation of industry players for compliance with the Rules. Citations are now issued to entities that may not be aware that they are violating the Rules. A citation is issued to notify telemarketers that the CRTC has received consumer complaints alleging that the telemarketer has violated the Rules. The citation identifies the alleged violations, notes the specific corrective action to be taken, and sets out the process to be followed should the telemarketer choose to provide a defence. The citation also advises the telemarketer that further violations may result in a notice of violation with the possible imposition of an AMP.

During the reporting period, the CRTC also began using negotiated settlements. Using a principled approach, the CRTC is able to avoid protracted proceedings while successfully arriving at a resolution of violations of the Rules. The CRTC may enter into an agreement with the telemarketer for the issuance of a notice of violation, the payment of an AMP, and specific undertakings to implement immediate and ongoing corrective measures. During the reporting period, the CRTC successfully reached five negotiated settlements, as detailed in section 8.

In addition to these domestic efforts, the CRTC is cooperating with counterpart agencies in other countries where the activity is international in nature.

These new initiatives have improved the investigative process, expedited compliance on the part of telemarketers, and resulted in the immediate collection of AMPs, ultimately reducing the number of unwanted telemarketing calls Canadians receive and helping protect their privacy.

7. Effectiveness of the List

7.1 Feedback from Canadians

The goal of the National DNCL is to reduce the number of unwanted telemarketing calls made to Canadians.  Consumer feedback obtained through polling demonstrates that this goal is being achieved.

Public awareness of the National DNCL has been high since its launch. Independent surveys conducted by the MRIA in 2007, 2009, 2010, and 2011 all show that awareness of the National DNCL among adult Canadians was and remains above 80 percent.6 In addition, the 2011 MRIA survey showed that 80 percent of National DNCL registrants say they now receive fewer telemarketing calls. Specifically, the number of National DNCL registrants who report that they now receive fewer telemarketing calls was highest in Quebec (87%) followed by Alberta and British Columbia (81%), Ontario (80%), Manitoba and Saskatchewan (74%) and Atlantic Canada (73%).

Survey Indications 2009 Survey 2010 Survey 2011 Survey
Noticeably fewer or far fewer telemarketing calls 50% 54% 51%
Slightly fewer telemarketing calls 20% 21% 24%
No such calls at all 10% 10% 5%
More telemarketing calls 13% 12% 15%

Survey results demonstrate that, from the perspective of the Canadian public, the National DNCL continues to be effective in reducing the number of unwanted telemarketing calls.

7.2 Complaints

Canadians who believe that a telemarketer has violated the Rules may submit a complaint to the National DNCL operator either via a toll-free phone number or online.

The CRTC received 115,113 complaints during the reporting period, a 30 percent decrease over the previous period, for a total of 398,809 complaints since the National DNCL was launched. A prima facie assessment by CRTC employees determined that 103,890 complaints during the reporting period, for a total of 320,010 complaints since the inception of the National DNCL, were about potential violations of the Rules and warranted further investigation. The remaining approximately 10 percent were found to not relate to violations of the Rules for a variety of reasons.7

CRTC staff analyzes the complaints and assigns them, as appropriate, to investigations. During the reporting period, the CRTC initiated 197 investigations, for a total of 1,065 since the launch of the National DNCL, representing 188,447 complaints. To date, over 90 percent of investigations have been concluded. During the reporting period, the CRTC concluded 129 investigations.

7.3 Investigations, Compliance, and Enforcement

The CRTC’s goal is to have all telemarketers comply with the Rules. Where they do not, the CRTC will take the appropriate enforcement measures to bring them into compliance.

The CRTC has promoted compliance in several ways, including its adoption of new compliance and enforcement approaches. The investigation process is used to determine the identity of foreign or domestic telemarketers and substantiate the validity of complaints. This can be time-consuming based on the complexity of the investigation, particularly in those instances where telemarketers misidentify themselves and/or display false numbers (known as “spoofing”).

Through the course of its investigations, the CRTC may send letters requesting information from telemarketers. These letters state that the telemarketer is under investigation and requests specific information. If at any time the CRTC suspects that the telemarketer might be engaged in criminal activities, it notifies agencies that are empowered to pursue such activities. These include the Competition Bureau and the Canadian Anti-Fraud Call Centre.8

In some cases, investigation by the CRTC reveals that telemarketers placed the calls in question pursuant to a valid exemption of the National DNCL Rules, such as an existing business relationship exemption.

In cases where the investigation reveals that violations have occurred, the CRTC may issue compliance letters to telemarketers. Compliance letters identify the alleged violation and require the telemarketer to take specific corrective measures to prevent future violations. The CRTC issued eight compliance letters during the reporting period, and a total of 195 compliance or warning letters as of March 31, 2011. Most telemarketers then undertake the necessary corrective measures outlined in the letters they receive. The combination of awareness activities and enforcement actions has been effective in bringing many telemarketers into compliance with the Rules.

In other cases, a citation as described in section 6 is more appropriate.  During the reporting period, the CRTC issued 51 citations to telemarketers who had violated various aspects of the Rules.

Where other compliance measures fail, or are not appropriate, notices of violation are issued to telemarketers. These notices set out proposed penalties for violations of the Rules. A telemarketer who receives a notice of violation may pay the penalties or make representations to the CRTC.

When representations are made, a panel of CRTC Commissioners reviews the representations and determines whether a violation was committed and whether to impose a monetary penalty. The CRTC has the authority to impose penalties of up to $1,500 for an individual and up to $15,000 for a corporation for each violation. A violation that continues for more than one day is considered to be a separate violation for each day it continues. During the reporting period, the CRTC issued 10 notices of violation to telemarketers for a total of 35 notices of violation since the creation of the List in September 2008. The CRTC also imposed AMPs on 19 violators during the reporting period, bringing the total number of AMPs issued to 30 since the launch of the List. The total value of these AMPs is $1,922,000. CRTC actions, detailed in section 8, also resulted in other payments totalling $741,000. Total AMPs and other payments during the reporting period were $2,663,000.

If the telemarketer contests the notice of violation and the CRTC determines that the telemarketer has committed the violations set out in the notice, then the name of the telemarketer, the nature of the violations, and the amount of the penalties are published in a CRTC decision.9 Similarly, if the telemarketer fails to either contest the notice of violation or pay the penalties set out in the notice, then the name of the telemarketer, the nature of the violation, and the amount of the penalties are published in a CRTC decision.

Where the CRTC has imposed an AMP and the telemarketer has not paid the penalty, the CRTC pursues collection action. The CRTC uses various methods to collect outstanding accounts. These include, but are not limited to, actions such as referral of outstanding accounts to (a) collection agencies, or (b) the Canada Revenue Agency (CRA), for refund offset of funds otherwise payable by the CRA.

The CRTC publishes a monthly National DNCL status report on its website. The report contains monthly and cumulative information on a number of key variables, including the number of telephone and fax numbers registered on the National DNCL; the number of complaints; the number of new, closed, and active investigations; the number of notices of violation issued; and the number of AMPs imposed. The status report also contains a list of CRTC decisions regarding violations of the Rules. The List identifies the companies that have been found to be in violation of the Rules and contains the URL link to each of the decisions. These decisions contain information on the circumstances of the case and the amount of the AMP levied.

The CRTC will continue to use its authority to impose AMPs on telemarketers who do not comply with the Rules. The CRTC has also developed a process to notify the telemarketers whose subscriptions have expired. This undertaking is designed to heighten awareness of the National DNCL, thus ensuring that those telemarketing to Canadians comply with the Rules by subscribing to the List.

8. Noteworthy stories

In April 2010, a new Chief Compliance & Enforcement Officer was hired to oversee the investigations, compliance, and enforcement activities related to the Rules, including the National DNCL Rules, as well as to create an enforcement-ready team for the CRTC’s new responsibilities under An Act to promote the efficiency and adaptability of the Canadian economy by regulating certain activities that discourage reliance on electronic means of carrying out commercial activities, and to amend the Canadian Radio-television and Telecommunications Commission Act, the Competition Act, the Personal Information Protection and Electronic Documents Act and the Telecommunications Act.

Following this new appointment, the CRTC adopted new compliance and enforcement initiatives, already noted above. These new procedures were instrumental in achieving five negotiated settlements that resulted in the imposition of $1.8 million in AMPs paid to the Receiver General for Canada. These settlements also led to other payments totalling $741,000 to educational institutions.

For example, in December 2010, Xentel DM Inc., a specialty entertainment and relationship marketing company, agreed to an AMP of $500,000 paid to the Receiver General for Canada for unauthorized telemarketing practices. The company was found to have been promoting events on its own behalf or on behalf of groups that were not registered as charities with the CRA (charities are exempt under the Rules).

Less than a week later, the CRTC reached a settlement with Bell Canada for the payment of a $1.3 million AMP for having violated the National DNCL Rules.

The CRTC also reached negotiated settlements with TELUS Communications Company, Bell Canada, and Rogers Communications for their use of automatic dialing‑announcing devices to communicate with their mobile customers without obtaining their prior express consent. These settlements resulted in monetary payments of $741,000.

Appendix

1. Canadian Number Registrations

Table 1.1

Total registrations by province/territory April 1, 2010 to March 31, 2011
Alberta British Columbia Manitoba New Brunswick Newfoundland and Labrador Nova Scotia, Prince Edward Island* Ontario Quebec Saskat-chewan Yukon, Northwest Territories, Nunavut*
120,312 161,912 30,963 22,054 14,364 31,019 496,977 275,130 28,815 1,213

Table 1.2

Monthly registrations by province/territory April 1, 2010 to March 31, 2011
 

Apr-10

May-10

Jun-10

Jul-10

Aug-10

Sep-10

Oct-10

Nov-10

Dec-10

Jan-11

Feb-11

Mar-11

Alberta

5,855

4,736

4,905

6,499

3,875

3,304

3,572

11,762

25,283

33,673

8,843

8,005

British Columbia

7,780

6,973

8,090

7,027

5,534

4,273

4,205

13,136

35,494

47,987

11,951

9,462

Manitoba

1,596

1,238

1,555

1,419

821

661

695

4,528

8,232

6,687

1,611

1,920

New Brunswick

737

928

937

785

631

556

683

2,055

4,245

5,552

2,194

2,751

Newfoundland and Labrador

759

339

621

643

300

367

450

946

2,799

4,770

1,353

1,017

Nova Scotia, Prince Edward Island*

1,172

788

2,325

1,577

709

709

808

2,135

5,858

9,430

3,168

2,340

Ontario

22,900

17,626

28,241

28,309

16,164

14,098

16,862

56,553

90,216

128,635

40,049

37,324

Quebec

23,733

13,294

13,725

13,386

14,074

12,167

14,197

24,726

34,454

83,588

15,437

12,349

Saskatchewan

2,109

1,496

2,527

1,851

888

948

876

2,367

5,719

6,648

1,778

1,608

Yukon, Northwest Territories, Nunavut*

36

45

28

60

24

15

19

144

297

375

105

65

Total registrations

66,677

47,463

62,955

61,556

43,020

37,098

42,367

118,352

212,597

327,345

86,489

76,841

*    Data for these locations is not separated since they share one area code (area code 902 in Nova Scotia and Prince Edward Island; area code 867 in Yukon, Northwest Territories, and Nunavut. Non-geographic area codes 500 and 600 are combined with area code 867).

FIGURE 1.1

Provincial/territorial number registrations as a percentage of national registrations, as of March 31, 2011
* Data for these locations is not separated since they share one area code (area code 902 in Nova Scotia and Prince Edward Island; area code 867 in Yukon, Northwest Territories, and Nunavut. Non-geographic area codes 500 and 600 are combined with area code 867).

FIGURE 1.2

Canadian number regsitrations as a percentage of provincial/territorial population, as of March 31, 2011
* Data for these locations is not separated since they share one area code (area code 902 in Nova Scotia and Prince Edward Island; area code 867 in Yukon, Northwest Territories, and Nunavut. Non-geographic area codes 500 and 600 are combined with area code 867).

2. TELEMARKETER REGISTRATION

TABLE 2.1

Canadian telemarketer registrations by month and by province/territory April 1, 2010 to March 31, 2011
  Apr-10 May-10 Jun-10 Jul-10 Aug-10 Sep-10 Oct-10 Nov-10 Dec-10 Jan-11 Feb-11 Mar-11 Total
Alberta 4 6 8 7 4 3 6 7 9 14 9 8 85
British Columbia 6 7 3 8 4 10 2 6 5 8 11 18 88
Manitoba 1 3 1 1 1 1 1 2 2 3 2 2 20
New Brunswick 0 0 1 0 0 4 0 0 0 2 1 0 8
Newfoundland and Labrador 0 1 0 0 0 1 0 0 0 1 0 1 4
Nova Scotia 0 0 2 1 0 0 0 1 0 1 2 4 11
Ontario 30 25 20 33 33 27 26 30 29 57 39 24 373
Prince Edward Island 0 0 0 0 0 0 0 1 0 0 0 0 1
Quebec 25 18 15 18 23 15 27 26 18 29 25 27 266
Saskatchewan 0 1 0 0 1 1 0 3 3 1 1 3 14
Yukon, Northwest Territories, Nunavut 0 0 0 1 0 0 0 0 0 0 0 0 1
Total Canadian telemarketer registrations 66 61 50 69 66 62 62 76 66 116 90 87 871

FIGURE 2.1

3. COMPLAINTS

TABLE 3.1

Complaints requiring further investigation into potential violations of the Unsolicited Telecommunications Rules Canadian telemarketer registrations by month April 1, 2010 to March 31, 2011
Apr-10 May-10 Jun-10 Jul-10 Aug-10 Sep-10 Oct-10 Nov-10 Dec-10 Jan-11 Feb-11 Mar-11 Total
9,194 8,745 8,923 8,011 7,373 7,430 7,376 8,378 7,733 9,086 9,475 12,166  103,890

4. SUMMARY TABLE

Table 4.1

Summary of complaints and registrations

 

Period ending March 2009*

Period ending March 2010

Period ending March 2011

Percentage cumulative increase from 2009 to 2010

Percentage cumulative increase from 2010 to 2011

Telemarketer registrations

5,896

7,548

8,478

28%

12%

Complaints requiring further investigation

78,863

216,120

318,795

174%

78%

Canadian number registrations

6,676,550

8,280,806

9,476,414

24%

14%

Canadian number deregistrations

6,888

12,911

25,759

87%

100%

Total net registrations

6,669,662

8,267,895

9,450,655

24%

14%

Canadian number registrations by province/territory

 

 

 

 

 

Alberta

818,310

973,299

1,093,611

19%

12%

British Columbia

741,213

967,684

1,129,596

31%

17%

Manitoba

205,764

257,662

288,625

25%

12%

New Brunswick

135,968

161,608

183,662

19%

14%

Newfoundland and Labrador

72,420

93,467

107,831

29%

15%

Nova Scotia, Prince Edward Island**

228,442

260,857

291,876

14%

12%

Ontario

3,031,606

3,655,938

4,152,915

21%

14%

Quebec

1,262,505

1,682,081

1,957,211

33%

16%

Saskatchewan

168,058

207,703

236,518

24%

14%

Yukon, Northwest Territories, Nunavut**

5,365

7,583

8,796

41%

16%

Non-geographic area codes

11

13

14

18%

8%

Total

6,669,662

8,267,895

9,450,655

24%

14%

* This period covers September 30, 2008 to March 31, 2009
** Data for these locations is not separated since they share one area code (area code 902 in Nova Scotia and Prince Edward Island; area code 867 in Yukon, Northwest Territories, and Nunavut).

Summary of subscriptions
  Period ending March 2009* Period ending March 2010 Period ending March 2011 Percentage relative increase from 2009 to 2010 Percentage relative increase from 2010 to 2011
Telemarketer subscriptions 2,497 2,623 2,350 5% -11%

1 The Rules include the National DNCL Rules, the Telemarketing Rules and the Automatic Dialing-Announcing Device (ADAD) Rules.

2 The Rules include the National DNCL Rules, the Telemarketing Rules and the Automatic Dialing-Announcing Device (ADAD) Rules.

3 The framework was set out in CRTC Interconnection Steering Committee Do Not Call List Operations Working Group reports, Telecom Decision CRTC 2007-47, 3 July 2007 and Unsolicited Telecommunications Rules framework and the National Do Not Call List, Telecom Decision CRTC 2007-48, 3 July 2007, as amended by Telecom Decision CRTC 2007-48-1, 19 July 2007. The framework has been amended in subsequent decisions.

4 Unsolicited Telecommunications Rules – Financial and insurance products and services offered to existing clients, Telecom Notice of Consultation CRTC 2010-130, 4 March 2010.

5 Unsolicited Telecommunications Rules – Financial and insurance products and services offered to existing clients, Telecom Regulatory Policy CRTC 2010-599, 19 August 2010.

6 VoxPop survey, MRIA, August 2007.
VoxPop survey, MRIA, January – February 2009.
VoxPop survey, MRIA, February – March 2010.
VoxPop survey, MRIA, March – April 2011 –
http://www.marketwire.com/press-release/do-not-call-list-shows-blocking-power-voxpop-survey-1502464.htm

7 Exemptions to the Rules can be found under section 41.7 of the Act.

8 Formerly known as PhoneBusters, the Canadian Anti-Fraud Call Centre is managed on a tripartite basis by the Royal Canadian Mounted Police, the Ontario Provincial Police, and the Competition Bureau.

9 CRTC telemarketing decisions can be found on the CRTC website under Decisions, Notices and Orders.